Denying Institution IPR2014-01440

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Takeaway: Expert testimony relying only upon assumptions made with respect to a prior art figure was not found to be sufficient to set forth a reasonable likelihood of prevailing in establishing anticipation.

In its Decision, the Board denied institution of inter partes review, finding that Petitioner did not establish a reasonable likelihood of prevailing with respect to any of challenged claims 48-53 of the ’913 patent. The ’913 patent “relates to detection of retroreflective optical systems.”

The Board began with claim construction, noting that the Board interprets claims of an unexpired patent using the broadest reasonable construction in light of the specification of the patent. The Board noted that the parties proposed specific constructions for the following terms: (1) “focal plane”; (2) “retroreflection”; (3) “optical system”; (4) “optical system having retroreflective characteristics”; and (5) “optical gain.” The Board construed “focal plane” and “optical system” as those terms were construed by the panel in the IPR2014-00302. The Board also construed “retroreflection” as it was construed by the panel in the IPR2014-00302 with a slight modification. The Board agreed with the parties’ agreed upon construction of “an optical system having retroreflective characteristics.”

Petitioner proposed construing “optical gain” as “an actual increase in the radiant flux density of the retroreflected beam due to the narrowing thereof.” Patent Owner proposed construing “optical gain” as “a change in radiant flux density of reflected radiant energy.” Based on the record without the benefit of Patent Owner’s formal response, the Board accepted that optical gain is an inherent property of retroreflected light, and that Petitioner’s proposed construction is the broadest reasonable construction consistent with the Specification of the ’913 patent.

The Board then assessed the anticipation ground. The Board determined that Petitioner provided a detailed read of claims 48-53 on Bailey using claim charts. Patent Owner argued that Bailey does not disclose retroreflective characteristics. There is no text in Bailey that states that retroreflection is taking place, and Petitioner relies solely on Bailey’s Figure 3 schematic diagram. Based on or review of Bailey’s specification and the Board’s construction of the claim terms “retroreflected” and “retroreflection,” the Board agree with Patent Owner. Further, the Board noted that Petitioner’s expert’s testimony regarding retroreflection relies only upon assumptions made with respect to Bailey’s Figure 3. Accordingly, the Board determined that Petitioner had not established sufficiently that Bailey discloses every limitation of independent claims 48 and 51, and thus determined that Petitioner did not set forth a reasonable likelihood of prevailing in establishing that independent claims 48 and 51, or their respective dependent claims 49, 50, 52, and 53, are anticipated by Bailey.

Toshiba Corporation v. Optical Devices, LLC, IPR2014-01440
Paper 7: Decision Denying Institution of Inter Partes Review
Dated: March 10, 2015
Patent: RE42,913 E
Before: Erica A. Franklin, Glenn J. Perry, and James B. Arpin
Written by: Perry
Related Proceedings: Optical Devices, LLC v. Toshiba Corp., Case No. 1:13-cv-10530 (D. Del. 2013); In the Matter of Certain Optical Disc Drives, Components Thereof, and Products Containing the Same, Investigation No. 337-TA-897; IPR2014-01441 (RE43,681); IPR2014-01442 (RE43,681); IPR2014-01443 (RE40,927); IPR2014-01444 (RE40,927); IPR2014-01445 (7,839,729); IPR2014-01446 (7,196,979); and IPR2014-01447 (8,416,651); also the ’913 patent was the subject of IPR2014-00302 and IPR2014-00303 filed by different petitioners

Final Written Decision IPR2013-00502

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Takeaway: Any need or problem known in the field of endeavor at the time of invention and addressed by the patent can provide a reason for combining the elements in the manner claimed.

In its Final Written Decision, the Board found that Petitioner had shown by a preponderance of the evidence that claims 16 and 17 of the ’417 Patent are unpatentable. At the same time, the Board found that Petitioner had not proved by a preponderance of the evidence that claims 7 and 10 of the ’417 Patent are unpatentable. Continue reading

Final Written Decision CBM2014-00001

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Takeaway: Any novelty in implementation of the abstract idea is a factor to be considered only in the second step of the Alice analysis.

In its Final Written Decision, the Board determined Petitioner had shown by a preponderance of the evidence that claims 2, 6, and 8 of the ’924 patent are unpatentable. The grounds of unpatentability for these claims included both patent-ineligibility under 35 U.S.C. § 101 and obviousness under 35 U.S.C. § 103(a). The Board denied Patent Owner’s Motion to Amend as well. Continue reading

Denying Motion for Additional Discovery IPR2014-00899

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Takeaway: Merely having a similar patent and a similar commercial product do not rise to the level of a threshold amount of evidence or reasoning tending to show beyond speculation that Petitioner copied from Patent Owner to merit granting a motion for additional discovery relating to the secondary consideration of copying.

In its Decision, the Board denied Patent Owner’s Motion for Additional Discovery relating to the secondary consideration of copying. Patent Owner contended that Petitioner’s U.S. Patent No. 7,879,800 incorporates every step of the claimed process of the ’180 patent, and that the filing date of the PCT application that led to the ’800 patent is almost two years after the issuance of the ’180 patent. Accordingly, Patent Owner proposed two discovery requests: documents and information in the possession of Shabtai Bauer, or those working directly with Bauer in developing the process that was claimed in the ’800 patent during the time period between October 8, 2002 and September 22, 2004, (1) revealing any inspection, discuss, description, or characterization of the ’180 patent; and (2) sufficient to show the timeline of development of such process, including how each step for the process, and the order of those steps, was considered and selected. Continue reading

Partially Granting Motion to Exclude IPR2013-00578

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Takeaway: Evidence in the form of out of court statements purporting to establish an invention date cannot be authenticated by the testimony of the declarant that the statements are what they purport to be.

In its Decision, the Board granted-in-part and denied-in-part Petitioner’s Motion to Exclude Evidence. Petitioner had objected to several of Patent Owner’s exhibits on either hearsay or authentication grounds, and the Board agreed that Exhibits 2002, 2003, 2006, 2012, 2013, 2057, and 2062 should be excluded. Continue reading

Granting In Part Motion to Submit Supplemental Information IPR2014-00739

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Takeaway: A motion to submit supplemental information must demonstrate why the supplemental information reasonably could not have been obtained earlier and that consideration of the supplemental information would be in the interests of justice, which includes showing the relevance of the information sought to be submitted.

In its Decision, the Board granted in part and denied in part Patent Owner’s motion to submit supplemental information. Continue reading

Granting Leave to File Motion to Submit Supplemental Information IPR2014-01203, 01204

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Takeaway: Supplemental evidence relates to admissibility of evidence while supplemental information relates to sufficiency of the evidence.

In its Order, the Board granted Petitioner’s request to correct certain exhibits, and authorized Petitioner to file a Motion to Submit Supplemental Information. The Board authorized Petitioner to (1) correct number of certain exhibits due to duplicate numbering by expunging the misnumbered exhibits and resubmitting them; and (2) resubmit one of the exhibits to separate the article from the certification. Continue reading

Decision on Institution IPR2014-01379

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Takeaway: The Board may exercise its discretion and deny institution of grounds where a petitioner does not explain adequately the relative strengths or weaknesses of the asserted grounds.

In its Decision, the Board found that Petitioner had shown “a reasonable likelihood of prevailing in demonstrating that at least one of the challenged claims is not patentable.” In particular, the Board instituted trial with respect to “claims 1 and 9-12 based on obviousness over Goetzl and Mayo and over Goetzl and Okigami.” Continue reading

Final Written Decision IPR2013-00638

all challenged claims found unpatentable

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Takeaway: Obviousness, as a determination of unpatentability, is not a question of commercial viability as a practical business determination.

In its Final Written Decision, the Board found that Petitioner had demonstrated by a preponderance of the evidence that claims 4, 9-17, 21, and 26-38 of the ’917 patent are unpatentable. Claims 4, 9-17, 21, and 26-38 were the only challenged claims. Continue reading